LicenseCompass

Licensed Personal Financial Advisor License in Alabama

Quick Answer

To obtain a Licensed Personal Financial Advisor in Alabama, review the requirements from Alabama Securities Commission.

Background Check
Required

Requirements

Licensed Personal Financial Advisor license in Alabama

bronze
Education
Degree required
Exam
State exam required
Background Check
Felony convictions prohibited
Continuing Education
Continuing education required to maintain license
Veterans Benefits
N/A - Not displayed

Licensing Agency

Alabama Securities Commission

Licensed Personal Financial Advisor Salary in Alabama

Entry Level

$35,710

Median

$79,600

Experienced

$239,200

Source: Bureau of Labor Statistics. Salary data is for informational purposes only.

How to Get Licensed

Step-by-step roadmap to becoming a licensed Licensed Personal Financial Advisor in Alabama.

  1. 1

    Complete Education Requirements

    Degree required

  2. 2

    Submit Background Check

    Felony convictions prohibited

  3. 3

    Pass the Required Exam

    State exam required

  4. 4

    Submit Your Application

    File your application with the licensing agency.

  5. 5

    Receive Your License

    Processing times vary. Check with your state licensing board for current timelines.

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Data from CareerOneStop (DOLETA/DEED). Last updated: February 14, 2026.