SECURITIES DEALER/INVESTMENT ADVISOR License in Texas

To obtain a SECURITIES DEALER/INVESTMENT ADVISOR in Texas, review the requirements from State Securities Board.

Requirements

SECURITIES DEALER/INVESTMENT ADVISOR license in Texas

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Education

No educational requirements

Exam

Both state and third-party exams required

Background Check

Specific type of conviction prohibited

Continuing Education

Continuing education required to maintain license

Veterans Benefits

N/A - Not displayed

State Securities Board

Entry Level

$47,830

Median

$82,180

Experienced

$229,510

Source: Bureau of Labor Statistics. Salary data is for informational purposes only.

Step-by-step roadmap to becoming a licensed SECURITIES DEALER/INVESTMENT ADVISOR in Texas.

1

Complete Education Requirements

No educational requirements
2

Submit Background Check

Specific type of conviction prohibited
3

Pass the Required Exam

Both state and third-party exams required
4

Submit Your Application

File your application with the licensing agency.
5

Receive Your License

Processing times vary. Check with your state licensing board for current timelines.