LicenseCompass

SECURITIES AGENTS License in Wisconsin

Quick Answer

To obtain a SECURITIES AGENTS in Wisconsin, review the requirements from WI Dept of Financial Institutions~Division of Securities.

Background Check
Required

Requirements

SECURITIES AGENTS license in Wisconsin

bronze
Exam
Third-party exam required
Background Check
No criminal record prohibitions
Veterans Benefits
N/A - Not displayed

Licensing Agency

WI Dept of Financial Institutions~Division of Securities

How to Get Licensed

Step-by-step roadmap to becoming a licensed SECURITIES AGENTS in Wisconsin.

  1. 1

    Submit Background Check

    No criminal record prohibitions

  2. 2

    Pass the Required Exam

    Third-party exam required

  3. 3

    Submit Your Application

    File your application with the licensing agency.

  4. 4

    Receive Your License

    Processing times vary. Check with your state licensing board for current timelines.

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Data from CareerOneStop (DOLETA/DEED). Last updated: February 14, 2026.